|
10/02/2024
|
Trad-X Platform Supplement v 1.7 (October 17, 2024)
|
|
10/02/2024
|
Trad-X Platform Supplement v 1.7 Redline (October 17, 2024)
|
|
10/02/2024
|
CFTC Submission 2024-06 Amendment of Trading Hours in the Tradition SEF Rulebook Platform Supplement 1
|
|
10/02/2024
|
CFTC Submission 2024-06 Amendment of Trading Hours in the Tradition SEF Rulebook Platform Supplement 1 (Cover Sheet)
|
|
10/02/2024
|
Notice 24-09 - CFTC Submission No 2024-06 Amendment to Trading Hours for USD, EUR and GBP Currencies on Tradition SEF's Platform Supplement 1 on October 17, 2024
|
|
08/13/2024
|
Notice 24-08 - Tradition SEF's SBSEF Application Pending Registration with the SEC
|
|
08/09/2024
|
Tradition SEF Rulebook - v26 (August 23, 2024)
|
|
08/09/2024
|
Tradition SEF Rulebook - v26 Redline (August 23, 2024)
|
|
08/09/2024
|
CFTC Submission 2024-05 - Rulebook Amendment
|
|
08/09/2024
|
CFTC Submission 2024-05 - Rulebook Amendment (Cover Sheet)
|
|
08/09/2024
|
Notice 24-07 - CFTC Submission No 2024-05 Modifications to Tradition SEF Rulebook
|
|
06/17/2024
|
Appendix A to Tradition SEF Rulebook - IRS Product Listing (July 1, 2024)
|
|
06/17/2024
|
Appendix A to Tradition SEF Rulebook - IRS Product Listing Redline (July 1, 2024)
|
|
06/17/2024
|
CFTC Submission 2024-04 - Delisting of products referenced to CDOR and other non-substantive changes to IRS product listing
|
|
06/17/2024
|
CFTC Submission 2024-04 - Delisting of products referenced to CDOR and other non-substantive changes to IRS product listing (Cover Sheet)
|
|
06/17/2024
|
Notice 24-06 - CFTC Submission No 2024-04 Delisting of CDOR Benchmarked Products from Tradition SEF on June 28, 2024 and Non-substantive changes to IRS Product Listing
|
|
05/23/2024
|
CFTC Submission 2024-03 Request for New Product Certification of Tradition SEF’s Interest Rate Asset Classes Product Listings, addition of LCH as a clearinghouse, amend certain settlement timing to T+1 and non-substantive changes
|
|
05/23/2024
|
CFTC Submission 2024-03 Request for New Product Certification of Tradition SEF’s Interest Rate Asset Classes Product Listings, addition of LCH as a clearinghouse, amend certain settlement timing to T+1 and non-substantive changes (Cover Page)
|
|
05/23/2024
|
Appendix A to Tradition SEF Rulebook - IRS Product Listing (May 25, 2024)
|
|
05/23/2024
|
Appendix B to Tradition SEF Rulebook - Credit Product Listing (May 25, 2024)
|
|
05/23/2024
|
Appendix B to Tradition SEF Rulebook - Credit Product Listing Redine (May 25, 2024)
|
|
05/23/2024
|
Appendix D to Tradition SEF Rulebook - Equity Product Listing (May 25, 2024)
|
|
05/23/2024
|
Appendix D to Tradition SEF Rulebook - Equity Product Listing Redline (May 25, 2024)
|
|
05/22/2024
|
Notice 24-05 - CFTC Submission No 2024-03. Request for New Product Certification of Tradition SEF’s Interest Rate Asset Classes Product Listings, addition of LCH as a clearinghouse, amend certain settlement timing to T+1 and non-substantive changes
|
|
05/22/2024
|
CFTC Submission 2024-02 - Delisting of Products Referenced to BSBY and Related Changes to Tradition SEF's Rulebook Appendix A IRS Product Listing (Cover Sheet)
|
|
05/22/2024
|
CFTC Submission 2024-02 - Delisting of Products Referenced to BSBY and Related Changes to Tradition SEF's Rulebook Appendix A IRS Product Listing
|
|
05/22/2024
|
Notice 24-04 - CFTC Submission No 2024-02 Delisting of BSBY Benchmarked IRS Products from Tradition SEF
|
|
05/22/2024
|
Notice 24-03 - CFTC Submission No 2024-01 Modifications to Tradition SEF Rulebook
|
|
05/20/2024
|
CFTC Submission 2024-01 - Notification of Amendments to Tradition SEF, LLC Rulebook
|
|
05/20/2024
|
CFTC Submission 2024-01 - Notification of Amendments to Tradition SEF, LLC Rulebook (Cover Sheet)
|
|
05/07/2024
|
Disciplinary Action - 2024-03
|
|
05/07/2024
|
Disciplinary Action - 2024-02
|
|
05/02/2024
|
Notice 24-02 - Reminder of Certain Obligations of Tradition SEF Market Participants
|
|
02/14/2024
|
Disciplinary Action - 2024-01
|
|
01/05/2024
|
Notice 24-01 - Tradition SEF 2024 Holiday Calendar
|
|
12/21/2023
|
Notice 23-09 - CFTC Swap Data Reporting Rules - Implementation of Unique Product Identifier (UPI) on January 29, 2024
|
|
09/08/2023
|
Disciplinary Action - 2023-02
|
|
09/08/2023
|
Disciplinary Action - 2023-01
|
|
07/24/2023
|
CFTC Submission 2023-04 - Self Certification of Rule Change Requiring Certain SOFR and SONIA Swaps to be Subject to the Trade Execution Requirement on August 7, 2023
|
|
07/24/2023
|
CFTC Submission 2023-04 - Self Certification of Rule Change Requiring Certain SOFR and SONIA Swaps to be Subject to the Trade Execution Requirement on August 7, 2023 (Cover Sheet)
|
|
07/24/2023
|
Notice 23-08 - SOFR and Sonia Swaps Subject to the Trade Execution Requirement on August 7, 2023
|
|
06/29/2023
|
CFTC Submission 2023-03 - Delisting of Products references to Libor and Related changes to Tradition SEF's IRS, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1
|
|
06/29/2023
|
CFTC Submission 2023-03 - Delisting of Products references to Libor and Related changes to Tradition SEF's IRS, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 (Cover Sheet)
|
|
06/29/2023
|
Notice 23-07 - Delisting of USD LIBOR Benchmarked Products from Tradition SEF on June 30, 2023
|
|
06/02/2023
|
Notice 23-06 - CFTC Submission No 2023-01 and 2023-02 and Request for New Product Certification
|
|
06/02/2023
|
CFTC Submission 2023-02 - Request for New Product Certification of Tradition SEF's Credit Assset Class Product Listing
|
|
06/02/2023
|
CFTC Submission 2023-02 - Request for New Product Certification of Tradition SEF's Credit Assset Class Product Listing (Cover Sheet)
|
|
06/02/2023
|
CFTC Submission 2023-01 - Request for New Product Certification of Tradition SEF's IRS Assset Class Product Listings and Non-substantive changes to IRS Product listing
|
|
06/02/2023
|
CFTC Submission 2023-01 - Request for New Product Certification of Tradition SEF's IRS Assset Class Product Listings and Non-substantive changes to IRS Product listing (Cover Sheet)
|
|
05/23/2023
|
Notice 23-05 - Removal of USD LIBOR Instruments from Trad-X on June 30, 2023
|
|
05/19/2023
|
Notice 23-04 - CFTC Submission No 2023-01 and Request for New Product Certification
|
|
02/14/2023
|
Notice 23-03 - Reminder of SEF Trade Reporting Requirements
|
|
01/12/2023
|
Notice 23-02 - Tradition SEF Participant Authorized List
|
|
01/04/2023
|
Notice 23-01 - Tradition SEF 2023 Holiday Calendar
|
|
11/21/2022
|
Notice 22-11 - CFTC Swap Data Reporting Rules (Rewrite Implementation) and Tradition SEF Systems Available For Testing Prior To Implementation Date of December 5, 2022
|
|
11/03/2022
|
StreamGlobal Platform Supplement v2.5 (November 21, 2022)
|
|
11/03/2022
|
StreamGlobal Platform Supplement v2.5 Redline (November 21, 2022)
|
|
11/03/2022
|
CFTC Submission 2022-07 - Modification to Tradition SEF StreamGlobal Platform Supplement
|
|
11/03/2022
|
CFTC Submission 2022-07 - Modification to Tradition SEF StreamGlobal Platform Supplement (Cover Sheet)
|
|
11/03/2022
|
Notice 22-10 - Modification to Tradition SEF StreamGlobal Platform Supplement
|
|
10/28/2022
|
Notice 22-09 - Reminder of Certain Obligations of Tradition SEF Market Participants
|
|
07/18/2022
|
Notice 22-08- Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program (“LPP”)
|
|
07/18/2022
|
CFTC Submission 2022-06 - FOIA Letter
|
|
07/18/2022
|
CFTC Submission 2022-06 - Notification of Amendments to Tradition SEF, LLC’s Trad-X USD IRS Liquidity Provider Program (Cover Sheet)
|
|
07/18/2022
|
CFTC Submission 2022-06 - Notification of Amendments to Tradition SEF, LLC’s Trad-X USD IRS Liquidity Provider Program
|
|
07/07/2022
|
Notice 22-07- Reminder of Certain Obligations of Tradition SEF Market Participants
|
|
05/12/2022
|
Notice 22-06 - Tradition SEF Fee Schedule CFTC Submission No 2022-05
|
|
05/12/2022
|
CFTC Submission 2022-05 - Notification of Amendments to Tradition SEF, LLC Fee Schedule
|
|
05/12/2022
|
CFTC Submission 2022-05 - Notification of Amendments to Tradition SEF, LLC Fee Schedule (Cover Sheet)
|
|
05/12/2022
|
CFTC Submission 2022-05 - FOIA Letter
|
|
04/18/2022
|
CFTC Submission 2022-04 - Notification of Amendments to Tradition SEF, LLC Fee Schedule (Cover Sheet)
|
|
04/18/2022
|
CFTC Submission 2022-04 - FOIA Letter
|
|
04/18/2022
|
Notice 22-05 - Tradition SEF Fee Schedule CFTC Submission No 2022-04
|
|
04/18/2022
|
CFTC Submission 2022-04 - Notification of Amendments to Tradition SEF, LLC Fee Schedule
|
|
03/14/2022
|
Notice 22-04 - Certification of BSBY Swaps and Trad-X Supplement
|
|
03/14/2022
|
CFTC Submission 2022-02 - Request for New Product Certification of Tradition SEF's IRS Asset Class and Non-substantive changes to IRS Product Listing
|
|
03/14/2022
|
CFTC Submission 2022-02 - Request for New Product Certification of Tradition SEF's IRS Asset Class and Non-substantive changes to IRS Product Listing (Cover Sheet)
|
|
03/03/2022
|
Notice 22-03 - OFAC Sanctions Reminder of Certain Obligations Under Tradition SEF Rules and Cybersecurity Awareness
|
|
02/24/2022
|
CFTC Submission 2022-01 - Notification of Amendments to Tradition SEF, LLC Fee Schedule
|
|
02/24/2022
|
CFTC Submission 2022-01 - Notification of Amendments to Tradition SEF, LLC Fee Schedule (Cover Sheet)
|
|
02/24/2022
|
Notice 22-02 - Tradition SEF Fee Schedule
|
|
01/11/2022
|
Notice 22-01 - Tradition SEF Holiday Schedule
|
|
12/02/2021
|
Notice 21-09 - Request for New Product Certification of Tradition SEF's IRS Asset Class Product Listing
|
|
12/02/2021
|
CFTC Submission 2021-04 - Request for New Product Certification of Tradition SEF's IRS Asset Class and Non-substantive Changes to IRS Product Listing
|
|
12/02/2021
|
CFTC Submission 2021-04 - Request for New Product Certification of Tradition SEF's IRS Asset Class and Non-substantive Changes to IRS Product Listing (Cover Sheet)
|
|
11/27/2021
|
CFTC Submission 2021-03 - Notification of Amendments to Tradition SEF, LLC Rulebook
|
|
11/17/2021
|
Notice 21-08 - Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program
|
|
08/11/2021
|
Notice 21-07 - Reminder of Certain Obligations of Tradition SEF Market Participants
|
|
06/30/2021
|
Notice 21-06 - Modifications to Tradition SEF Rulebook
|
|
06/30/2021
|
CFTC Submission 2021-02 - Notification of Amendments to Tradition SEF, LLC Rulebook
|
|
04/01/2021
|
Notice 21-05 - Tradition SEF LLC Adoption of Tradition SEF, Inc. Rulebook
|
|
04/01/2021
|
Notice 21-04 - Tradition SEF Conversion to LLC
|
|
04/01/2021
|
CFTC Submission 2021-01- Notification of Amendments to Tradition SEF, LLC Rulebook
|
|
03/24/2021
|
Notice 21-03 - Update to Tradition SEF 2021 Holiday Calendar
|
|
03/05/2021
|
Notice 21-02 - Update to Tradition SEF 2021 Holiday Calendar
|
|
01/15/2021
|
Notice 21-01 - Tradition SEF Holiday Schedule
|
|
12/03/2020
|
CFTC Submission 2020-06 - Notice to Participants Announcing Revisions to Rulebook That Update References To Expired no Action Relief - Cover Letter and Cover Sheet
|
|
12/03/2020
|
Notice 20-08 - Modifications to References to No-Action Letters in Tradition SEF Rulebook
|
|
10/30/2020
|
Notice 20-07 - Modifications to Tradition SEF Rulebook
|
|
10/16/2020
|
CFTC Submission 2020-06 - Notification of Amendments to Tradition SEF, Inc. Rulebook
|
|
10/16/2020
|
Notice 20-06 - Modifications to Tradition SEF Rulebook
|
|
10/16/2020
|
CFTC Submission 2020-05 - Notification of Amendments to Tradition SEF, Inc. Rulebook (Cover Sheet)
|
|
08/10/2020
|
Notice 20-05 - Modification to Tradition SEF - Trad-X USD IRS Liquidity Provider Program ("LPP")
|
|
08/10/2020
|
CFTC Submission 2020-04 - Modification to Tradition SEF - Trad-X USD IRS Liqudity Provider Program
|
|
08/10/2020
|
CFTC Submission 2020-04 - Modification to Tradition SEF - Trad-X USD IRS Liqudity Provider Program (Cover Sheet)
|
|
07/07/2020
|
Notice 20-04 - Modifications to Minimum Tick Size Increment in the Tradition SEF Rulebook Platform Supplement 1: Trad-X USD IRS Trading Platform
|
|
07/07/2020
|
CFTC Submission 2020-03- Modifications to Minimum Tick Size Increment in the Tradition SEF Rulebook Platform Supplement 1: Trad-X USD IRS Trading Platform
|
|
07/07/2020
|
CFTC Submission 2020-03- Modifications to Minimum Tick Size Increment in the Tradition SEF Rulebook Platform Supplement 1: Trad-X USD IRS Trading Platform (Cover Sheet)
|
|
06/12/2020
|
CFTC Submission 2020-02 - Modification to Tradition SEF - Trad-X IRS Liquidity Provided Program
|
|
06/12/2020
|
CFTC Submission 2020-02 - Modification to Tradition SEF - Trad-X IRS Liquidity Provided Program (Cover Sheet)
|
|
06/12/2020
|
Notice 20-03 - Modification to Tradition SEF - Trad-X IRS Liquidity Provided Program ("LPP")
|
|
05/01/2020
|
Notice 20-02 - Amendments to Rules 412 (Confirmations) and 508 (Workup Process)
|
|
04/30/2020
|
CFTC Submission 2020-01 - Amendments to Tradition SEF Rulebook
|
|
01/08/2020
|
Notice 20-01 - Tradition SEF Holiday Schedule
|
|
12/12/2019
|
Notice 19-06 - Notice of Product Certifications to Tradition SEF's Equity Asset Class
|
|
12/12/2019
|
CFTC Submission 2019-08 -Notice of Product Certification of Tradition SEF's Equity Asset Class - Russell 3000 Index Swaps
|
|
12/12/2019
|
CFTC Submission 2019-07 - Notice of Product Certification of Tradition SEF's Equity Asset Class - Russell 1000 Index Swaps
|
|
12/12/2019
|
CFTC Submission 2019-06 - Notice of Product Certification of Tradition SEF's Equity Asset Class - MSCI North America Index Swaps
|
|
12/12/2019
|
CFTC Submission 2019-05 -Notice of Product Certification of Tradition SEF's Equity Asset Class - MSCI USA Index Swaps
|
|
10/07/2019
|
Notice 19-05 - Tradition SEF Fee Schedule CFTC Submission No. 2019-04
|
|
10/07/2019
|
CFTC Submission 2019-04 - Notification of Amendments to Tradition SEF, Inc. Fee Schedule
|
|
08/02/2019
|
Notice 19-04 - Tradition SEF - Trad-X USD IRS Liquidity Provider Program ("LPP")
|
|
08/02/2019
|
CFTC Submission 2019-03 - Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP") (Cover Sheet)
|
|
08/02/2019
|
CFTC Submission 2019-03 - Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP") Cover Letter
|
|
08/02/2019
|
CFTC Submission 2019-03 - FOIA Letter
|
|
04/01/2019
|
Notice 19-03 - Change in the Volatilty Swap Calculation Formula in Tradition SEF's Equity Asset Class
|
|
04/01/2019
|
CFTC Submission 2019-02 - Amendment to the Formula for Calculating Actual Realized Daily Volatilty of Volatility Swaps (Cover Sheet)
|
|
04/01/2019
|
CFTC Submission 2019-02 - Amendment to the Formula for Calculating Actual Realized Daily Volatilty of Volatility Swaps Cover Letter
|
|
04/01/2019
|
Notice 19-02 - Trad-X Request for Continuous Stream (RFCS) Functionality
|
|
03/21/2019
|
CFTC Submission 2019-01- Amendments to Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplement (Cover Sheet)
|
|
03/21/2019
|
CFTC Submission 2019-01- Amendments to Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplementg Cover Letter
|
|
03/21/2019
|
CFTC Submission 2019-01 - FOIA Letter
|
|
01/14/2019
|
Notice 19-01 - Tradition SEF Holiday Schedule
|
|
12/03/2018
|
Notice 18-15 - Tradition SEF Revised Holiday Notice
|
|
09/28/2018
|
Notice 18-14 - Credit Default Swap Rolls HY Minimum Order Size
|
|
09/18/2018
|
Notice 18-13 - Notice of Product Certificatons to Tradition SEF's Equity and Credit Asset Classes
|
|
09/18/2018
|
CFTC Submission 2018-10- Amendments to Tradition SEF equity Product Listing (Cover Sheet)
|
|
09/18/2018
|
CFTC Submission 2018-10- Amendments to Tradition SEF equity Product Listing Cover Letter
|
|
09/18/2018
|
CFTC Submission 2018-09 - Amendments to Tradition SEF Equity Product Listing (Cover Sheet)
|
|
09/18/2018
|
CFTC Submission 2018-09 - Amendments to Tradition SEF Equity Product Listing Cover Letter
|
|
09/06/2018
|
CFTC Submission 2018-08 - Notification of Amendments to Tradition SEF, Inc. Fee Schedule (Cover Sheet)
|
|
09/06/2018
|
CFTC Submission 2018-08 - Notification of Amendments to Tradition SEF, Inc. Fee Schedule
|
|
09/06/2018
|
Notice 18-12 - Tradition SEF Fee Schedule CFTC Submission No 2018-08
|
|
08/15/2018
|
Notice 18-11 - Notice of Product Certifications to Tradition SEF’s Equity and Credit Asset Classes
|
|
08/13/2018
|
CFTC Submission 2018-07 - Notice of Product Certification of Tradition SEF's Credit Asset Class Cover Letter
|
|
08/13/2018
|
CFTC Submission 2018-07 - Notice of Product Certification of Tradition SEF's Credit Asset Class (Cover Sheet)
|
|
08/13/2018
|
CFTC Submission 2018-06 - Notice of Product Certification of Tradition SEF's Equity Asset Class Cover Letter
|
|
08/13/2018
|
CFTC Submission 2018-06 - Notice of Product Certification of Tradition SEF's Equity Asset Class (Cover Sheet)
|
|
08/13/2018
|
CFTC Submission 2018-05 - Notice of Product Certification of Tradition SEF's Equity Asset Class Cover Letter
|
|
08/13/2018
|
CFTC Submission 2018-05 - Notice of Product Certification of Tradition SEF's Equity Asset Class (Cover Sheet)
|
|
06/19/2018
|
CFTC Submission 2018-04 Amendments to the Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplement (Cover Sheet)
|
|
06/19/2018
|
CFTC Submission 2018-04 Amendments to the Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplement Cover Letter
|
|
06/19/2018
|
CFTC Submission 2018-04 - FOIA Letter
|
|
06/19/2018
|
Notice 18-10 - USD Interest Rate Products Minimum Order Size
|
|
06/13/2018
|
Notice 18-09 - Addition of Eurex Clearing AG as a Tradition SEF Clearing House
|
|
05/31/2018
|
CFTC Submission 2018-03 Amendments to StreamGlobal CDS Trading Platform Supplement Cover Letter
|
|
05/31/2018
|
CFTC Submission 2018-03 Amendments to StreamGlobal CDS Trading Platform Supplement (Cover Sheet)
|
|
05/31/2018
|
Notice 18-08 - Tradition SEF Change of Address July 2018
|
|
05/31/2018
|
Notice 18-07 - Amendments to Tradition SEF StreamGlobal CDS Trading Platform Supplement
|
|
05/14/2018
|
Notice 18-06 - Reminder of Certain Obligations of Tradition SEF Market Participants
|
|
05/10/2018
|
Notice 18-05 - Notice of Product Certification to Tradition SEF's IRS Asset Class CFTC Submission No 2018-02
|
|
05/10/2018
|
CFTC Submission 2018-02 Amendments to Tradition SEF U.S. Dollar Interest Rate Swap Product Listing Cover Letter
|
|
05/10/2018
|
CFTC Submission 2018-02 Amendments to Tradition SEF U.S. Dollar Interest Rate Swap Product Listing (Cover Sheet)
|
|
03/29/2018
|
CFTC Submission 2018-01 Amendments to Tradition SEF Rulebook and StreamGlobal Platform Supplement (Cover Sheet)
|
|
03/29/2018
|
CFTC Submission 2018-01 Amendments to Tradition SEF Rulebook and StreamGlobal Platform Supplement Cover Letter
|
|
03/29/2018
|
Notice 18-04 - Amendments to the Tradition SEF Rulebook and StreamGlobal Platform Supplement
|
|
03/26/2018
|
Notice 18-03 - Tradition SEF Revised Holiday Schedule
|
|
02/13/2018
|
Notice 18-02 - Tradition SEF 2018 Holiday Schedule
|
|
01/12/2018
|
Notice 18-01 - Tradition SEF Holiday Notice
|
|
12/12/2017
|
Notice 17-07 - Revised Fee Schedule (Revision to CFTC Submission 17-03)
|
|
12/12/2017
|
CFTC Submission 2017-03R Amendments to The Tradition SEF Fee Schedule (Cover Sheet)
|
|
12/12/2017
|
CFTC Submission 2017-03R Amendments to The Tradition SEF Fee Schedule Cover Letter
|
|
11/29/2017
|
CFTC Submission 2017-04 Amendments to Tradition SEF Rulebook (Cover Sheet)
|
|
11/29/2017
|
CFTC Submission 2017-04 Amendments to Tradition SEF Rulebook Cover Letter
|
|
11/29/2017
|
Notice 17-06 - Amendments to TraditionSEF Rulebook
|
|
11/27/2017
|
CFTC Submission 2017-03 Amendments to The Tradition SEF Fee Schedule Cover Letter
|
|
11/27/2017
|
CFTC Submission 2017-03 Amendments to The Tradition SEF Fee Schedule (Cover sheet)
|
|
11/27/2017
|
CFTC Submission 2017-03 - FOIA Letter
|
|
11/27/2017
|
Notice 17-05 - Revised Fee Schedule
|
|
09/06/2017
|
Notice 17-04 - Amendments to the Tradition SEF Rulebook and StreamGlobal Platform Supplement
|
|
09/06/2017
|
CFTC Submission 2017-01 Rulebook Changes (Cover Sheet)
|
|
09/06/2017
|
CFTC Submission 2017-01 Rulebook Changes Cover Letter
|
|
09/06/2017
|
CFTC Submission 2017-02 Amendments to Tradition SEF StreamGlobal Platform Supplement (Cover sheet)
|
|
09/06/2017
|
CFTC Submission 2017-02 Amendments to Tradition SEF StreamGlobal Platform Supplement Cover Letter
|
|
08/25/2017
|
Notice 17-03 - Changes to SEF StreamGlobal Credit Default Swap Platform
|
|
01/30/2017
|
Notice 17-02 - Introduction of the TraditionSEF StreamGlobal Credit Default Swap (CDS) Platform on February 6, 2017
|
|
01/11/2017
|
Notice 17-01 - Tradition SEF 2017 Holiday Schedule
|
|
12/21/2016
|
CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement (Cover Sheet)
|
|
12/21/2016
|
Notice 16-23 - Revision to SEF Rulebook_StreamGlobal Platform Supplement
|
|
12/21/2016
|
CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement Cover Letter
|
|
12/12/2016
|
Notice 16-22 - Addition of Certain IRS to Mandatory Clearing Pursuant to the Clearing Requirement Determination Under Section 2(h) of the CEA for IRS
|
|
12/12/2016
|
CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule (Cover Sheet)
|
|
12/12/2016
|
Notice 16-21 - Revised Fee Schedule
|
|
12/12/2016
|
CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule Cover Letter
|
|
12/05/2016
|
Notice 16-20 - Addition of MAT EUR and GBP IRS to the Trad-X Order Book
|
|
11/08/2016
|
Notice 16-19 - SEF Holiday Schedule
|
|
10/03/2016
|
Appendix C to Tradition SEF Rulebook - Foreign Currency Product Listing (October 3, 2016)
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|
09/16/2016
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Notice 16-18 - Revision to Tradition SEF Rulebook
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|
09/16/2016
|
CFTC Submission 2016-07 - Rulebook Changes (Cover Sheet)
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09/16/2016
|
CFTC Submission 2016-07 - Rulebook Changes Cover Letter
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|
09/07/2016
|
Notice 16-17 - Annual Participant Reminder
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08/25/2016
|
CFTC Submission 2016-06 - Rulebook Changes (Cover Sheet)
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|
08/25/2016
|
CFTC Submission 2016-06 - Rulebook Changes Cover Letter
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|
08/25/2016
|
Notice 16-16 - CFTC Submission 2016-06 - Amendments to Tradition SEF Rulebook
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08/19/2016
|
CFTC Submission 2016-05 - FOIA Letter
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|
08/19/2016
|
Notice 16-15 - Trad-X USD Interest Rate Products Minimum Order Sizes
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08/19/2016
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CFTC Submission 2016-05 - Amendments to Tradition SEF Trad-X Platform Supplement Cover Letter
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|
08/19/2016
|
CFTC Submission 2016-05 - Amendments to Tradition SEF Trad-X Platform Supplement (cover Sheet)
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|
07/15/2016
|
CFTC Submission 2016-04 - Rule Submission (Rulebook Amendments Rule 544)
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|
07/15/2016
|
CFTC Submission 2016-04 - Rulebook Changes (Cover Sheet)
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|
07/15/2016
|
Notice 16-14 - Revision to Tradition SEF Rulebook - 10 minute rule
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|
06/29/2016
|
Notice 16-13 - SEF Holiday Schedule
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|
06/22/2016
|
Notice 16-12 - Tradition SEF NY USD Interest Rate Swap Desk Hours
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06/03/2016
|
Disciplinary Action - 2016-02
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05/24/2016
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Notice 16-11 - SEF Holiday Schedule
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04/28/2016
|
Notice 16-10 - Addition of Continuous Trading Instruments to Trad-X Production Environment
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|
04/11/2016
|
Notice 16-09 - Trad-X Reduction in Levels of Implied Depth
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|
03/31/2016
|
Notice 16-08 - CFTC Submission 2016-03 - Amendment to the Tradition SEF Trad-X U.S. Dollar Interest Rate Swap Platform Supplement – Extension of Trading Hours
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|
03/31/2016
|
CFTC Submission 2016-03 - Amendment to the Tradition SEF Trad-X U.S. Dollar Interest Rate Swap Platform Supplement – Extension of Trading Hours
|
|
03/31/2016
|
CFTC Submission 2016-03 - Amendment to the Tradition SEF Trad-X U.S. Dollar Interest Rate Swap Platform Supplement – Extension of Trading Hours. (Cover sheet)
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|
03/22/2016
|
Notice 16-07 - Tradition SEF Holiday Schedule
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|
03/16/2016
|
Notice 16-06 - Addition of 3s1s Basis Swaps to Continuous Trading Instruments to Trad-X Production Environment
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|
02/10/2016
|
Notice 16-05 - SEF Holiday Schedule
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|
01/26/2016
|
Disciplinary Action - 2016-01
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|
01/22/2016
|
Notice 16-04 - CFTC Grants Registration to Tradition SEF
|
|
01/13/2016
|
CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements (Cover Sheet)
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|
01/13/2016
|
Notice 16-03 - SEF Holiday Schedule
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|
01/13/2016
|
Notice 16-02 - Revisions to Tradition SEF Platform Supplements
|
|
01/13/2016
|
CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements
|
|
01/12/2016
|
Notice 16-01 - Revisions to Tradition SEF Rulebook
|
|
01/11/2016
|
CFTC Submission 2016-01 - Rulebook Changes (Cover Sheet)
|
|
01/11/2016
|
CFTC Submission 2016-01 - Rulebook Changes Cover Letter
|
|
12/18/2015
|
ISDA CFTC Reporting Party Requirements (April 2, 2015)
|
|
12/17/2015
|
Notice 15-33 - Tradition SEF Holiday Schedule
|
|
12/11/2015
|
CFTC Submission 2015-14 - IRS Product Certification (Cover Sheet)
|
|
12/11/2015
|
CFTC Submission 2015-14 - IRS Product Certification Cover Letter
|
|
12/11/2015
|
Notice 15-32 - Notice of Pending Product Certification Under Rule 40.6(a) for Interest Rate Swaps
|
|
11/24/2015
|
Notice 15-31 - Tradition SEF Holiday Schedule
|
|
11/06/2015
|
Notice 15-30 - Tradition SEF Holiday Schedule
|
|
10/16/2015
|
Notice 15-29 - Addition of "Split the Spread" Order Functionality to Trad-X Platform
|
|
10/08/2015
|
Notice 15-28 - SEF Holiday Schedule
|
|
09/22/2015
|
CFTC Submission 2015-13 – Rulebook Changes (Cover Sheet)
|
|
09/22/2015
|
CFTC Submission 2015-13 – Rulebook Changes Cover Letter
|
|
09/01/2015
|
Notice 15-27 - Amendments to Tradition SEF Rulebook
|
|
09/01/2015
|
Notice 15-26 - SEF Holiday Schedule
|
|
08/24/2015
|
Appendix E to Tradition SEF Rulebook - Commodities Product Listing (August 24, 2015)
|
|
08/14/2015
|
Notice 15-25 - Revised Fee Schedule
|
|
08/14/2015
|
CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule (Cover Sheet)
|
|
08/14/2015
|
CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule Cover Letter
|
|
08/05/2015
|
CFTC Submission 2015-11 - Rulebook Changes (Cover Sheet)
|
|
08/05/2015
|
CFTC Submission 2015-11 - Rulebook Changes - Cover Letter
|
|
08/05/2015
|
Notice 15-24 - Revisions to Tradition SEF Rulebook
|
|
07/10/2015
|
CFTC Submission 2015-10 - Rulebook Changes (Cover Sheet)
|
|
07/10/2015
|
CFTC Submission 2015-10 - Rulebook Changes - Cover Letter
|
|
07/10/2015
|
Notice 15-23 - Revisions to Tradition SEF Rulebook
|
|
07/08/2015
|
CFTC Submission 2015-09 - IRS Product Cerfication
|
|
07/08/2015
|
CFTC Submission 2015-09 -Revised IRS Product List - Redline
|
|
07/08/2015
|
Notice 15-22 - Revised Product Listing - Rates
|
|
07/02/2015
|
CFTC Submission 2015-08 - Amendments to Tradition SEF, Inc. Fee Schedule (Cover Sheet)
|
|
07/02/2015
|
CFTC Submission 2015-08-Amendments to Tradition SEF, Inc. Fee Schedule
|
|
07/02/2015
|
Notice 15-21 - SEF Fee Schedule
|
|
07/01/2015
|
Notice 15-20 - SEF Holiday Schedule
|
|
06/18/2015
|
Notice 15-19 - Leap second
|
|
06/09/2015
|
CFTC Submission 2015-07 - Revision to Trad-X CCP Auctions (Cover Sheet)
|
|
06/09/2015
|
CFTC Submission 2015-07 - Revision to Trad-X CCP Auctions
|
|
06/09/2015
|
Notice 15-18 - Revision to CCP Auctions 06-09-15 (FINAL)
|
|
06/03/2015
|
CFTC Submission 2015-06 - Rulebook Revisions - Cover Letter
|
|
06/03/2015
|
CFTC Submission 2015-06 - Rulebook Revisions (Cover sheet)
|
|
06/03/2015
|
Notice 15-17- Amendments to Traditon SEF Rules 404, 4012 and 703 and Rule 404 Disclosure Reminder
|
|
05/13/2015
|
Notice 15-16 - SEF Holiday Schedule
|
|
04/17/2015
|
CFTC Submission 2015-05 - Revised 15 Second Rule - Cover Letter
|
|
04/17/2015
|
CFTC Submission 2015-05 - Revised 15 Second Rule (Cover Sheet)
|
|
04/17/2015
|
Notice 15-15- Rule S1-302 15 Second Rule
|
|
04/15/2015
|
CFTC Submission 14-15 R (Cover Sheet)
|
|
04/15/2015
|
Notice 15-14-Revised Product Listing Rates
|
|
04/13/2015
|
CFTC Submission 2015-03R - Amendment to the Tradition SEF Fee Schedule - (Cover Sheet)
|
|
04/13/2015
|
CFTC Submission 2015-03R - Cover Letter (April 13, 2015)
|
|
04/13/2015
|
CFTC Submission 2015-03R - FOIA Letter
|
|
04/13/2015
|
Notice 15-10 -Revised Fee Schedule
|
|
04/07/2015
|
Notice 15-13 -Trad-X IRS Product Supplement_Extenison of Hours
|
|
04/01/2015
|
Notice 15-12 - Trad-X Addition to Continuous Trading Instruments to Trad-X USD Production Environment
|
|
03/31/2015
|
Notice 15-11 - SEF Holiday Schedule
|
|
03/27/2015
|
CFTC Submission 2015-04 - Trad-X Platform Supplement - Cover Letter
|
|
03/27/2015
|
CFTC Submission 2015-04 - Trad-X Platform Supplement (Cover Sheet)
|
|
03/23/2015
|
CFTC Submission 2015-03- StreamGlobal Platform Submission Fee Schedule - (Cover Sheet)
|
|
03/23/2015
|
CFTC Submission 2015-03 - StreamGlobal Platform Fee Schedule Cover Letter
|
|
03/23/2015
|
CFTC Submission 2015-02 - StreamGlobal Platform Supplement - (Cover Letter)
|
|
03/23/2015
|
CFTC Submission 2015-02 - StreamGlobal Platform Supplement - (Cover Sheet)
|
|
03/23/2015
|
Notice 15-10 - StreamGlobal Fee Schedule
|
|
03/23/2015
|
Notice 15-09 -StreamGlobal Platform Supplement
|
|
03/06/2015
|
Notice 15-08 - Addition of MAC Swaps to Trad-X EAT
|
|
02/13/2015
|
Notice 15-07 - Volbroker Holiday Schedule
|
|
02/09/2015
|
Notice 15-06 - Trad-X Addition to Continuous Trading Instruments
|
|
02/09/2015
|
Notice 15-05 - Trad-X USD SEF Holiday Schedule
|
|
01/20/2015
|
Notice 15-04 - Addition to Continuous Trading Products to Trad-X USD EAT Environment
|
|
01/16/2015
|
Notice 15-03 - Amendments to the Tradition SEF Volbroker Currency Options Platform Supplement
|
|
01/15/2015
|
CFTC Submission 2015-01 -Volbroker Platform Supplement - Cover Letter
|
|
01/15/2015
|
CFTC Submission 2015-01- Volbroker Platform Supplement (Cover Sheet)
|
|
01/09/2015
|
Notice 15-02 - Trad-X USD Holiday Notice
|
|
01/08/2015
|
Notice 15-01 - Trad-X Fat Finger Protection
|
|
12/29/2014
|
Notice 14-29 - Trad-X USD Holiday Schedule Revised
|
|
12/22/2014
|
Notice 14-28 - Trad-X USD Holiday Schedule Reminder
|
|
12/19/2014
|
Notice 14-27 - Revisions to Rule 412 and TradX Supplement
|
|
12/18/2014
|
CFTC Submission 14-24 - Cover Sheet
|
|
12/18/2014
|
CFTC Submission 14-24 - Amendment to Rule 412 - Cover Letter
|
|
12/18/2014
|
CFTC Submission 14-23 - Trad-X Cover Sheet (December 18, 2014)
|
|
12/18/2014
|
CFTC Submission 14-23 - Trad-X Platform Supplement Public Submission (December 18, 2014)
|
|
12/15/2014
|
Notice 14-26 – Introduction of USD CME/LCH CCP Auctions on Trad-X Interest Rate Swap Platform
|
|
12/12/2014
|
CFTC Submission 14-22 - Cover Sheet
|
|
12/12/2014
|
CFTC Submission 14-22 - Cover Letter (December 12, 2014)
|
|
12/12/2014
|
Notice 14-25 - Rulebook Revisions
|
|
12/05/2014
|
Notice 14-24 - Addition of IMM Continuous Trading instruments to TRAD-X USD EAT Environment
|
|
11/10/2014
|
CFTC Submission 14-21 - Cover Sheet
|
|
11/10/2014
|
CFTC Submission 14-21 - Revised Fee Schedule
|
|
11/10/2014
|
Notice 14-23 - Trad-X LCH Issue Nov 7th 2014
|
|
11/10/2014
|
Notice 14-22 - Revised Fee Schedule
|
|
10/23/2014
|
Notice 14-21 - NFA Regulatory Services Agreement
|
|
10/16/2014
|
Notice 14-20 - Addition of CME Trading instruments to TRAD-X USD Production Environment
|
|
10/15/2014
|
Notice 14-19 - Trad-X USD Holiday Schedule
|
|
09/08/2014
|
Notice 14-17 - Addition of CME Trading instruments to TRAD-X USD EAT Environment
|
|
07/29/2014
|
CFTC Submission 14-20 - Revised - Product Listing - FX
|
|
07/29/2014
|
Notice 14-16 - Revised Product Listing - FX
|
|
07/18/2014
|
CFTC Submission 14-19 - Cover Sheet
|
|
07/18/2014
|
CFTC Submission 14-19 – Amendments of Rulebook
|
|
07/18/2014
|
Notice 14-15 - Rule Revisions
|
|
06/25/2014
|
CFTC Submission 14-18 - Amendment to Rule 703
|
|
06/25/2014
|
CFTC Submission 14-18 - Rule Submission Coversheet
|
|
06/25/2014
|
Notice 14-14 - Technology - Trad-X Katana Release
|
|
06/25/2014
|
Notice 14-13 - Revision to Rule 703 - Expiration of No-Action
|
|
06/11/2014
|
Notice 14-12 - Mandatory Execution of USD Interest Rate Swap Spread Over Trades
|
|
06/05/2014
|
CFTC Submission 14-17 – Rule 529
|
|
06/05/2014
|
Notice 14-11 - REVISION TO TRAD-X PLATFORM SUPPLEMENT and SEF Rule 529
|
|
06/05/2014
|
Notice 14-10 - Revised Fee Schedule
|
|
05/07/2014
|
Notice 14-09 - Technology - USD IRS Platform Update
|
|
04/29/2014
|
CFTC Submission 14-16 - Credit Product Listing
|
|
04/28/2014
|
Notice 14-08 - Revised Product Listing - Credit
|
|
04/22/2014
|
Notice 14-07 - Amendment of Rulebook
|
|
04/15/2014
|
CFTC Submission 14-15R - Exhibit A - IRS Product List
|
|
04/15/2014
|
CFTC Submission 14-0002 - Amendment of Rulebook
|
|
04/15/2014
|
CFTC Submission 14-15R Cover Letter
|
|
02/06/2014
|
CFTC Submission 14-15 - IRS Product Listing
|
|
02/06/2014
|
Notice 14-06 - Revised Product Listing - IRS
|
|
02/06/2014
|
Notice 14-05 - Hours of Operation
|
|
02/06/2014
|
Notice Of Listing - IRS
|
|
01/15/2014
|
CFTC Submission 14-04 - Equity Product Listing
|
|
01/15/2014
|
Notice 14-04 - Equity Product Revision
|
|
01/14/2014
|
Notice 14-03 - MLK
|
|
01/03/2014
|
Notice 14-01 - Amendment of Rulebook
|
|
01/03/2014
|
Notice 14-02 - Notice of Product Removal - Broad Market Equity Index Dividend Swaps
|
|
11/25/2013
|
Notice Of Holiday Schedule
|
|
11/19/2013
|
Notice 13-03 – Notice of Pending Certification - Amendments to Tradition SEF Inc. Rulebook
|
|
10/10/2013
|
Notice 13-02 - Amendment To Rule 411
|
|
10/10/2013
|
Notice 13-01 - Amendment To Rules 703 and 704
|
|
10/10/2013
|
Tradition Notice Regarding CFTC Letter 13-55 Commodities
|
|
10/10/2013
|
Tradition Notice Regarding CFTC Letter 13-55 Equities
|
|
10/10/2013
|
Tradition Emergency Rule Certification Regarding CFTC Letter 13-58
|
|
10/10/2013
|
Tradition Emergency Rule Certification Regarding CFTC Letter 13-62
|
|
10/01/2013
|
Notice Of Listing - FX
|
|
10/01/2013
|
Notice Of Listing - Credit
|
|
10/01/2013
|
Notice Of Listing - Commodities
|
